UnaVista provide a timetable of upcoming financial regulations and the key points that will affect your business
6 Steps Ahead of the Regulator
3 Minute Demo - Report Validation Service
3 Minute Demo - Swaps Portal
In view of the increasing regulatory requirements for institutions to ensure accurate and timely confirmations of their trading activity, several new features have been added to the UnaVista Swaps system.
The new functions provide users with enhanced matching statistics and the ability to view the underlying trades behind these statistics. This information is invaluable to…
What is The Volcker Rule?
The Volcker Rule (“The Rule”) is a section (619) of the Dodd-Frank Wall Street Reform and Consumer Act (“Dodd-Frank”) that imposes a number of restrictions on banking entities, most notably the prohibition of proprietary trading. The Rule, named after former Federal Reserve Chairman Paul Volcker, aims to limit risk-taking by…
What is MiFIR reporting?
On 20th October 2011, the European Commission published two proposals: the revised Markets in Financial Instruments Directive (MiFID II) along with Markets in Financial Investments Regulation (MiFIR). Both the Directive and Regulation aim to establish a safer and more transparent financial system by enhancing regulatory requirements, market transparency and investor protection.