UnaVista provide a timetable of upcoming financial regulations and the key points that will affect your business
6 Steps Ahead of the Regulator
3 Minute Demo - Report Validation Service
3 Minute Demo - Swaps Portal
London Stock Exchange Group’s MiFID Transaction Reporting Foundation course for finance professionals has received official certification from both the Chartered Institute for Securities and Investment (CISI) and the CPD Certification Service.
This means that professionals who complete the course will receive internationally recognised points towards their professional qualifications.
Since its inception at the end of 2012 over 100 people have already sat…
In view of the increasing regulatory requirements for institutions to ensure accurate and timely confirmations of their trading activity, several new features have been added to the UnaVista Swaps system.
The new functions provide users with enhanced matching statistics and the ability to view the underlying trades behind these statistics. This information is invaluable to…
What is The Volcker Rule?
The Volcker Rule (“The Rule”) is a section (619) of the Dodd-Frank Wall Street Reform and Consumer Act (“Dodd-Frank”) that imposes a number of restrictions on banking entities, most notably the prohibition of proprietary trading. The Rule, named after former Federal Reserve Chairman Paul Volcker, aims to limit risk-taking by…