Financial Regulation Timetable and Overview

Posted on March 25, 2013 by David Ward
Financial Regulation Timetable and Overview

Everyday there is an increasing amount of financial regulation that impacts your business. UnaVista’s Rule Engine can assist organisations with the complexity of multiple regulations by mitigating the risks associated with managing connections, and formatting and validation of raw data.

We have created a tool to help you navigate these regulations and assist in explaining their affect on your business. Please click on the regulations that are relevant to you to see a high level summary of the key points and timelines. Please note these summaries are for information purposes only, see our disclaimer for more information.

 

Below is a list of upcoming regulation in date-order, click here to find out how UnaVista can help  or call +44 (0)20 7797 1214

 

RegulationGeographyDate
Dodd Frank- Large-trader reporting for Physical Commodity SwapsUSNow
Transaction Reporting- FINMASwitzerlandNow
Transaction Reporting- IsraelIsraelNow
Dodd Frank:Swap Dealer and MSP registrationUS Firms possible extraterritorialityNow
Takeover Code; Rule 8UKNow
French Financial Transaction Tax (FTT)EEANow
Backtesting Value at Risk (Basel II) OverviewglobalNow
Form Private Fund (PF)USNow
Short Selling RegulationEEANow
Dodd Frank: Swaps Confirmations, Documentation, Reconciliation and CompressionUSNow
REMIT (Regulation on Wholesale Energy Markets Integrity and Transparency)EEANow
Transparency Directive Review (TDR) EEANow
Dodd-Frank: Reporting to Swap Data Repositories (SDRs)USNow
Dodd Frank: Real time reporting of swap tradesUSNow
Capital Requirements Directive (CRD IV) Basel IIIEEANow
FATCAUSNow
Italian FTT OverviewEEANow
European Market Infrastructure Regulation (EMIR)EEA23/09/2013
AIFMDEEA22/07/2013
Financial Transaction Tax (FTT)EEA01/01/2014
Market Abuse Directive (MAD II)EEA01/07/2014
Volcker RuleUS Firms01/07/2014
MiFIR ReportingEEA01/01/2015
UCITS V DirectiveEEA01/01/2015

 
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